Form Type: 4

SEC EDGAR Link
Acccession Number:0001288847-19-000124
Date:2019-09-12
Issuer: FIVE9, INC. (FIVN)
Original Submission Date:

Reporting Person:

ALEXY KIMBERLY
C/O FIVE9, INC., BISHOP RANCH 8
4000 EXECUTIVE PARKWAY, SUITE 400 SAN RAMON, CA 94583

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-12 M 5,000 a $8.48 8,407 direct
COMMON STOCK 2019-09-12 S 5,000 d $55.10 3,407 direct
COMMON STOCK 0 $0.00 12,517 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 8.48 2019-09-12 deemed execution date M 5,000 (d) 2023-10-28 common stock 5,000 $8.48 82,500 direct
Footnotes
IDfootnote
f1 the option granted on october 28, 2013 is fully vested.

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