| Accession Number: | 0001534701-19-000118 |
| Date: | 2019-09-16 |
| Issuer: | PHILLIPS 66 (PSX) |
| Original Submission Date: |
HERMAN ROBERT A
2331 CITYWEST BLVD.
HOUSTON, TX 77042
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-09-16 | M | 47,433 | a | $32.03 | 93,340 | direct | ||
| COMMON STOCK | 2019-09-16 | S | 47,433 | d | $103.17 | 45,907 | direct | ||
| COMMON STOCK | 2019-09-16 | 0 | $0.00 | 5,068 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO BUY) | 32.03 | 2019-09-16 | deemed execution date | M | 47,433 (d) | 2022-02-09 | common stock 47,433 | $32.03 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | includes 19,702 restricted stock units (rsus) that settle for shares of phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. |
| f2 | the price reported above is a weighted average price. these shares were sold in multiple transactions at prices ranging from $102.74 to $103.97. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| f3 | includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11. |
| f4 | the stock options became exercisable in three equal annual installments beginning on february 9, 2013. |
