Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-049978
Date:2019-09-14
Issuer: RH (RH)
Original Submission Date:

Reporting Person:

PRICE DEMONTY
C/O RH
15 KOCH ROAD, SUITE K CORTE MADERA, CA 94925

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-14 M 1,000 a $0.00 56,949 direct
COMMON STOCK 2019-09-14 F 485 d $173.63 56,464 direct
COMMON STOCK 2019-09-17 M 16,123 a $29.00 72,587 direct
COMMON STOCK 2019-09-17 S 4,631 d $172.24 67,956 direct
COMMON STOCK 2019-09-17 S 11,492 d $171.30 56,464 direct
COMMON STOCK 2019-09-17 S 3,400 d $170.00 53,064 direct
COMMON STOCK 2019-09-17 S 3,747 d $170.98 49,317 direct
COMMON STOCK 2019-09-17 S 630 d $172.01 48,687 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT (RSU) 0.0 2019-09-14 deemed execution date M 1,000 (d) common stock 1,000 $0.00 1,000 direct
STOCK OPTION (RIGHT TO BUY) 29.0 2019-09-17 deemed execution date M 16,123 (d) 2022-10-31 common stock 16,123 $29.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of rh common stock.
f2 this transaction was executed in multiple trades ranging from $172.21 to $172.38. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
f3 this transaction was executed in multiple trades ranging from $171.20 to $171.83. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
f4 this transaction was executed in multiple trades ranging from $169.54 to $170.44. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
f5 this transaction was executed in multiple trades ranging from $170.57 to $171.455. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
f6 this transaction was executed in multiple trades ranging from $171.66 to $172.30. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
f7 on october 2, 2015, the reporting person was granted 5,000 restricted stock units. this restricted stock unit award vested with respect to 20% of the units on each of september 14, 2016, september 14, 2017, september 14, 2018 and september 14, 2019, and the remaining 20% of the units will vest on september 14, 2020, subject to continuous service.
f8 this option award is fully vested and all time-based selling restrictions lapsed on november 1, 2016.
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