Accession Number: | 0001127602-19-028642 |
Date: | 2019-09-17 |
Issuer: | YUM CHINA HOLDINGS, INC. (YUMC) |
Original Submission Date: |
WANG ALICE H
YUM CHINA BUILDING
20 TIAN YAO QIAO ROAD
SHANGHAI, F4 200030
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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RESTRICTED STOCK UNIT | 0.0 | 2019-09-17 | deemed execution date | A | 6 (a) | common stock 6 | $0.00 | 2,366 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2019-09-17 | deemed execution date | A | 9 (a) | common stock 9 | $0.00 | 3,793 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2019-09-17 | deemed execution date | A | 9 (a) | common stock 9 | $0.00 | 3,630 | direct |
ID | footnote |
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f1 | conversion occurs on a one-for-one basis. |
f2 | these units represent restricted stock units issuable to the reporting person as a dividend equivalency payment with respect to restricted stock units previously issued to the reporting person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. the restricted stock units reported herein shall vest on the same date and under the same terms as the underlying restricted stock units with respect of which these dividend equivalency units vest. |
f3 | this grant does not have an expiration date. |
f4 | these units represent restricted stock units issuable to the reporting person as a dividend equivalency payment with respect to restricted stock units previously issued to the reporting person which vest 100% on the third anniversary of the grant date. the restricted stock units reported herein shall vest on the same date and under the same terms as the underlying restricted stock units with respect of which these dividend equivalency units vest. |