Accession Number: | 0001127602-19-028728 |
Date: | 2019-09-17 |
Issuer: | MODERNA, INC. (MRNA) |
Original Submission Date: |
HUTT PETER BARTON
C/O MODERNA, INC.
200 TECHNOLOGY SQUARE
CAMBRIDGE, MA 02139
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-09-17 | M | 100,000 | a | $0.04 | 103,924 | direct | ||
COMMON STOCK | 2019-09-17 | S | 100,000 | d | $17.63 | 3,924 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 0.04 | 2019-09-17 | deemed execution date | M | 100,000 (d) | 2022-03-27 | common stock 100,000 | $0.04 | 702,752 | direct |
ID | footnote |
---|---|
f1 | the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $17.31 to $17.94. full information regarding the number of shares sold at each separate price can be furnished to the sec staff upon request. |
f2 | this option is fully vested and exercisable. |