Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-19-050560
Date:2019-09-17
Issuer: ALERUS FINANCIAL CORP (ALRS)
Original Submission Date:

Reporting Person:

NEWMAN RANDY L
401 DEMERS AVENUE
GRAND FORKS, ND 58201

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-17 P 2,571 a $21.00 471,383 direct
COMMON STOCK 2019-09-17 P 2,000 a $21.00 168,905 indirect
COMMON STOCK 2019-09-17 0 $0.00 83,842 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 includes 54,394 shares of restricted stock
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