Accession Number: | 0000937556-19-000162 |
Date: | 2019-09-16 |
Issuer: | MASIMO CORP (MASI) |
Original Submission Date: |
YOUNG MICAH W
C/O MASIMO CORPORATION
52 DISCOVERY
IRVINE, CA 92618
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-09-16 | M | 10,000 | a | $84.97 | 10,000 | direct | ||
COMMON STOCK | 2019-09-16 | S | 10,000 | d | $150.02 | 0 | direct | ||
COMMON STOCK | 2019-09-16 | M | 2,087 | a | $86.95 | 2,087 | direct | ||
COMMON STOCK | 2019-09-16 | S | 2,087 | d | $150.02 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 84.97 | 2019-09-16 | deemed execution date | M | 10,000 (d) | 2018-10-16 | 2027-10-16 | common stock 10,000 | $84.97 | 40,000 | direct | |
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 86.95 | 2019-09-16 | deemed execution date | M | 2,087 (d) | 2019-03-16 | 2028-03-16 | common stock 2,087 | $86.95 | 8,349 | direct |
ID | footnote |
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f1 | the shares covered by this form 4 were exercised and sold pursuant to a rule 10b5-1 sales plan dated as of august 7, 2019, which is intended to comply with rule 10b5-1 promulgated under the securities exchange act of 1934, as amended. |
f2 | the price reported in column 4 represents the weighted average sales price per share. the actual sales prices ranged from a low of $150.00 per share to a high of $150.10 per share. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | this option was granted on october 16, 2017 and is exercisable as the option vests. this option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. |
f4 | this option was granted on march 16, 2018 and is exercisable as the option vests. this option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. |