Form Type: 4

SEC EDGAR Link
Accession Number:0000807249-19-000167
Date:2019-09-16
Issuer: GAMCO INVESTORS, INC. ET AL (GBL)
Original Submission Date:

Reporting Person:

AVANSINO RAYMOND
C/O ONE CORPORATE CENTER
RYE, NY 10580

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-09-16 S 70,000 d $20.07 141,500 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares were sold in a private transaction to the issuer. the price is based on the closing price on the new york stock exchange on the transaction date.
f2 these shares were owned by two entities for which mr. avansino serves as a director, officer or trustee. mr. avansino has no economic interest in these entities.
f3 these shares are owned by trusts for which mr. avansino serves as a director, officer or trustee.
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