Accession Number: | 0000807249-19-000167 |
Date: | 2019-09-16 |
Issuer: | GAMCO INVESTORS, INC. ET AL (GBL) |
Original Submission Date: |
AVANSINO RAYMOND
C/O ONE CORPORATE CENTER
RYE, NY 10580
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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CLASS A COMMON STOCK | 2019-09-16 | S | 70,000 | d | $20.07 | 141,500 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares were sold in a private transaction to the issuer. the price is based on the closing price on the new york stock exchange on the transaction date. |
f2 | these shares were owned by two entities for which mr. avansino serves as a director, officer or trustee. mr. avansino has no economic interest in these entities. |
f3 | these shares are owned by trusts for which mr. avansino serves as a director, officer or trustee. |