Accession Number: | 0001140361-19-016929 |
Date: | 2019-09-16 |
Issuer: | PHOTRONICS INC (PLAB) |
Original Submission Date: |
JORDAN JOHN P
15 SECOR ROAD
BROOKFIELD, CT 06804
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-08-08 | J | 2,618 | a | $6.59 | 76,618 | direct | ||
COMMON STOCK | 2019-09-16 | S | 2,550 | d | $10.99 | 74,068 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents shares of photronics, inc. common stock purchased under the company's employee stock purchase plan. |
f2 | the purchase price of the shares pursuant to the employee stock purchase plan is 85% of the fair market value (the "closing price") of the common stock of the company on the purchase date of the applicable purchase period as defined in the offering plan documents. |
f3 | the sale reported on this form 4 was effected pursuant to a 10b5-1 trading plan adopted by mr. jordan. |
f4 | net proceeds of sale to offset a tax liability from restricted stock vesting. |