Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-19-023857
Date:2019-09-16
Issuer: GOSSAMER BIO, INC. (GOSS)
Original Submission Date:

Reporting Person:

OMEGA FUND V, L.P.
888 BOYLSTON STREET, SUITE 1111
BOSTON, MA 02199

Reporting Person:

OMEGA FUND V GP, L.P.
888 BOYLSTON STREET, SUITE 1111
BOSTON, MA 02199

Reporting Person:

OMEGA FUND V GP MANAGER, LTD.
888 BOYLSTON STREET, SUITE 1111
BOSTON, MA 02199

Reporting Person:

STAMPACCHIA OTELLO
888 BOYLSTON STREET, SUITE 1111
BOSTON, MA 02199

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-16 S 13,213 d $21.52 6,806,023 f4 direct
COMMON STOCK 2019-09-17 S 23,400 d $21.62 6,782,623 f4 direct
COMMON STOCK 2019-09-18 S 45,600 d $21.88 6,737,023 f4 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $21.50 to $21.56 per share, inclusive.
f2 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $21.50 to $22.24 per share, inclusive.
f3 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $21.50 to $22.35 per share, inclusive.
f4 the reported securities are held directly by omega fund v, l.p. ("omega v"). the reported securities may be deemed to be beneficially owned by each of omega fund v gp, l.p. ("omega v gp"), as the general partner of omega v, and omega fund v gp manager, ltd. ("omega v gp manager"), as the general partner of omega v gp. otello stampacchia, richard lim, anne-mari paster and claudio nessi (the "omega directors") are all the shareholders and directors of omega v gp manager and have shared voting and investment power over the shares held by omega v. each of omega v gp, omega fund v gp manager and the omega directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. effective as of september 12, 2019, otello stampacchia is no longer a member of the issuer's board of directors.
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