Form Type: 4

SEC EDGAR Link
Accession Number:0001321732-19-000117
Date:2019-09-16
Issuer: PENUMBRA INC (PEN)
Original Submission Date:

Reporting Person:

PRAY JAMES ROBERT
ONE PENUMBRA PLACE
ALAMEDA, CA 94502

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-16 S 658 d $150.00 474,765 indirect f2
COMMON STOCK 2019-09-16 0 $0.00 1,578 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales were effected pursuant to the reporting person's rule 10b5-1 trading plan.
f2 shares are held by the pray revocable trust.
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