Accession Number: | 0001321732-19-000117 |
Date: | 2019-09-16 |
Issuer: | PENUMBRA INC (PEN) |
Original Submission Date: |
PRAY JAMES ROBERT
ONE PENUMBRA PLACE
ALAMEDA, CA 94502
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-09-16 | S | 658 | d | $150.00 | 474,765 | indirect | f2 | |
COMMON STOCK | 2019-09-16 | 0 | $0.00 | 1,578 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the sales were effected pursuant to the reporting person's rule 10b5-1 trading plan. |
f2 | shares are held by the pray revocable trust. |