Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-028990
Date:2019-09-23
Issuer: YUM CHINA HOLDINGS, INC. (YUMC)
Original Submission Date:

Reporting Person:

LO JACKY WEI-JYE
YUM CHINA BUILDING
20 TIAN YAO QIAO ROAD SHANGHAI, F4 200030

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-23 M 445 a $45.58 445 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2019-09-23 deemed execution date M 445 (d) common stock 445 $0.00 0 direct
Footnotes
IDfootnote
f1 conversion occurs on a one-for-one basis.
f2 vesting occurs 1/3 per year beginning one year from 9/23/2016.
f3 this grant does not have an expiration date.
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