Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-030122
Date:2019-10-03
Issuer: SOTHEBYS (BID)
Original Submission Date:

Reporting Person:

CARLOTTI VALENTINO
1334 YORK AVENUE
NEW YORK CITY, NY 10021

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-03 D 10,101 d $57.00 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 pursuant to the agreement and plan of merger dated as of june 16, 2019, by and among bidfair usa inc. (formerly a limited liability company known as bidfair usa llc), bidfair mergeright, inc. and the issuer (the "merger agreement"), each share of the issuer's common stock held by the reporting person was converted into the right to receive $57 in cash (the "merger consideration") at the effective time of the merger.
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