Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-053134
Date:2019-10-14
Issuer: REATA PHARMACEUTICALS INC (RETA)
Original Submission Date:

Reporting Person:

WILSON JASON DOUGLAS
2801 GATEWAY DRIVE
SUITE 150 IRVING, TX 75063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-10-14 C 15,000 a $0.00 22,350 direct
CLASS A COMMON STOCK 2019-10-14 S 15,000 d $100.00 7,350 direct
CLASS A COMMON STOCK 2019-10-15 C 15,000 a $0.00 22,350 direct
CLASS A COMMON STOCK 2019-10-15 S 11,800 d $145.55 10,550 direct
CLASS A COMMON STOCK 2019-10-15 S 300 d $146.61 10,250 direct
CLASS A COMMON STOCK 2019-10-15 S 2,900 d $148.46 7,350 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2019-10-14 deemed execution date C 15,000 (d) class a common stock 15,000 $0.00 33,827 direct
CLASS B COMMON STOCK 0.0 2019-10-15 deemed execution date C 15,000 (d) class a common stock 15,000 $0.00 18,827 direct
Footnotes
IDfootnote
f1 the conversions and sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on september 26, 2018.
f2 the class b common stock is convertible into class a common stock on a one-for-one basis at the holder's election at any time. the conversion right of the class b common stock has no expiration date.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions on one day at prices ranging from $145.26 to $145.855. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions on one day at prices ranging from $146.48 to $146.775. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions on one day at prices ranging from $148.22 to $149.04. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
WhaleWisdom Logo

Elevate your investments