Accession Number: | 0000904454-19-000687 |
Date: | 2019-10-15 |
Issuer: | UNIQURE N.V. (QURE) |
Original Submission Date: |
KUTA ALEXANDER EDWARD III
C/O UNIQURE N.V.
PAASHEUVELWEG 25A
AMSTERDAM, P7 11058BP
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES | 2019-10-15 | M | 4,000 | a | $5.31 | 45,578 | direct | ||
ORDINARY SHARES | 2019-10-15 | S | 4,000 | d | $42.35 | 41,578 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 5.31 | 2019-10-15 | deemed execution date | M | 4,000 (d) | 2027-01-23 | ordinary shares 4,000 | $5.31 | 110,000 | direct |
ID | footnote |
---|---|
f1 | the stock option vested 25% on january 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the reporting person's continued relationship with the issuer through such dates. |
f2 | the shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with rule 10b5-1 under the securities exchange act of 1934. |
f3 | the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $41.93 to $42.71. the reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |