Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-19-013626
Date:2019-10-16
Issuer: CUMMINS INC (CMI)
Original Submission Date:

Reporting Person:

SATTERTHWAITE TONY
500 JACKSON STREET
COLUMBUS, IN 47201

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON 2019-10-16 0 $0.00 43,134 direct
COMMON 2019-10-16 0 $0.00 2,734 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT-TO-BUY) 166.18 2019-10-16 deemed execution date A 9,250 (a) 2022-10-16 2029-10-16 common 9,250 $166.18 9,250 direct
STOCK OPTION (RIGHT-TO-BUY) 58.115 2019-10-16 deemed execution date 0 ( ) 2012-03-01 2020-03-01 common 8,450 $58.12 8,450 direct
STOCK OPTION (RIGHT-TO-BUY) 109.09 2019-10-16 deemed execution date 0 ( ) 2019-04-04 2026-04-04 common 24,250 $109.09 24,250 direct
STOCK OPTION (RIGHT-TO-BUY) 111.84 2019-10-16 deemed execution date 0 ( ) 2015-04-02 2023-04-02 common 11,920 $111.84 11,920 direct
STOCK OPTION (RIGHT-TO-BUY) 119.77 2019-10-16 deemed execution date 0 ( ) 2013-05-02 2021-05-02 common 8,150 $119.77 8,150 direct
STOCK OPTION (RIGHT-TO-BUY) 120.28 2019-10-16 deemed execution date 0 ( ) 2014-04-02 2022-04-02 common 9,190 $120.28 9,190 direct
STOCK OPTION (RIGHT-TO-BUY) 136.82 2019-10-16 deemed execution date 0 ( ) 2018-04-02 2025-04-02 common 11,170 $136.82 11,170 direct
STOCK OPTION (RIGHT-TO-BUY) 149.34 2019-10-16 deemed execution date 0 ( ) 2017-04-02 2024-04-02 common 8,910 $149.34 8,910 direct
STOCK OPTION (RIGHT-TO-BUY) 149.72 2019-10-16 deemed execution date 0 ( ) 2020-04-03 2027-04-03 common 15,630 $149.72 15,630 direct
STOCK OPTION (RIGHT-TO-BUY) 160.1 2019-10-16 deemed execution date 0 ( ) 2021-04-03 2028-04-03 common 10,860 $160.10 10,860 direct
STOCK OPTION (RIGHT-TO-BUY) 163.43 2019-10-16 deemed execution date 0 ( ) 2022-04-04 2029-04-04 common 15,420 $163.43 15,420 direct
Footnotes
IDfootnote
f1 the number of shares is based on the dollar value of the reporting person's interest in the cummins stock fund under the company's 401(k) plan as most recently provided by the plan. the actual number of shares underlying the interest is not known since the cummins stock fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
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