| Accession Number: | 0000073124-19-000243 |
| Date: | 2019-10-30 |
| Issuer: | NORTHERN TRUST CORP (NTRS) |
| Original Submission Date: |
ST CLAIR JOYCE
50 S LASALLE ST
CHICAGO, IL 60603
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-10-30 | S | 8,110 | d | $100.52 | 0 | indirect | ||
| COMMON STOCK | 2019-10-30 | 0 | $0.00 | 24,322 | direct | ||||
| COMMON STOCK | 2019-10-30 | 0 | $0.00 | 31,393 | indirect | ||||
| COMMON STOCK | 2019-10-30 | 0 | $0.00 | 12,484 | indirect | ||||
| COMMON STOCK | 2019-10-30 | 0 | $0.00 | 5,106 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | price reflects the weighted average sales price from $100.40 to $100.69. information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. |
| f2 | reflects the october 29, 2019 distribution of 5,210 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the grat instrument. |
| f3 | represents stock units payable automatically on a 1-for-1 basis in shares of the corporation's common stock. |
