Accession Number: | 0001225208-19-013978 |
Date: | 2019-10-30 |
Issuer: | NORFOLK SOUTHERN CORP (NSC) |
Original Submission Date: |
EARHART CYNTHIA C
THREE COMMERCIAL PLACE
NORFOLK, VA 23510
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-10-30 | M | 1,061 | a | $94.17 | 1,995 | direct | ||
COMMON STOCK | 2019-10-30 | M | 959 | a | $104.23 | 2,954 | direct | ||
COMMON STOCK | 2019-10-30 | F | 545 | d | $183.62 | 2,409 | direct | ||
COMMON STOCK | 2019-10-30 | F | 545 | d | $183.62 | 1,864 | direct | ||
COMMON STOCK | 2019-10-30 | 0 | $0.00 | 61,797 | indirect | ||||
COMMON STOCK | 2019-10-30 | 0 | $0.00 | 327 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
OPTION (RIGHT TO BUY, GRANTED 2014) | 94.17 | 2019-10-30 | deemed execution date | M | 1,061 (d) | 2018-01-23 | 2024-01-22 | common stock 1,061 | $94.17 | 11,829 | direct | |
OPTION (RIGHT TO BUY, GRANTED 2015) | 104.23 | 2019-10-30 | deemed execution date | M | 959 (d) | 2019-01-27 | 2025-01-26 | common stock 959 | $104.23 | 12,301 | direct |
ID | footnote |
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f1 | reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from section 16(b). the stock option was granted under the long-term incentive plan (a rule 16b-3 plan). |
f2 | the number of shares increased from 322 to 327 shares of common stock. the shares were acquired by a member of the reporting person's household as a result of participating in a dividend reinvestment plan. |