Accession Number: | 0001209191-19-054825 |
Date: | 2019-11-01 |
Issuer: | HARMONIC INC (HLIT) |
Original Submission Date: |
KALRA SANJAY
4300 NORTH FIRST STREET
SAN JOSE, CA 95134
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-01 | M | 5,000 | a | $0.00 | 126,819 | direct | ||
COMMON STOCK | 2019-11-01 | F | 2,024 | d | $8.00 | 124,795 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2019-11-01 | deemed execution date | M | 5,000 (d) | 2017-11-01 | 2019-11-01 | common stock 5,000 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | these shares of common stock were acquired upon the vesting of restricted stock units on 11/1/2019. these restricted stock units were initially granted to the reporting person on 11/21/2016, and were identified on a form 3 filed by the reporting person on 6/6/2017. |
f2 | shares of harmonic inc. common stock withheld by harmonic inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |