Form Type: 4

SEC EDGAR Link
Accession Number:0000045012-19-000155
Date:2019-10-31
Issuer: HALLIBURTON CO (HAL)
Original Submission Date:

Reporting Person:

RICHARD MARK
3000 N. SAM HOUSTON PKWY E.
HOUSTON, TX 77032

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-31 M 2,134 a $20.48 109,443 direct
COMMON STOCK 2019-10-31 F 840 d $20.48 108,583 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS (10/2015) 0.0 2019-10-31 deemed execution date M 2,134 (d) common stock 4,268 $0.00 2,134 direct
OPTION TO BUY COMMON STOCK 31.65 2019-10-31 deemed execution date 0 ( ) 2010-01-05 2020-01-05 common stock 7,000 $31.65 7,000 direct
OPTION TO BUY COMMON STOCK 40.83 2019-10-31 deemed execution date 0 ( ) 2011-01-01 2021-01-01 common stock 4,600 $40.83 4,600 direct
OPTION TO BUY COMMON STOCK 34.15 2019-10-31 deemed execution date 0 ( ) 2012-01-03 2022-01-03 common stock 6,400 $34.15 6,400 direct
OPTION TO BUY COMMON STOCK 36.31 2019-10-31 deemed execution date 0 ( ) 2013-01-03 2023-01-03 common stock 13,900 $36.31 13,900 direct
OPTION TO BUY COMMON STOCK 50.01 2019-10-31 deemed execution date 0 ( ) 2014-01-02 2024-01-02 common stock 7,900 $50.01 7,900 direct
OPTION TO BUY COMMON STOCK 39.49 2019-10-31 deemed execution date 0 ( ) 2015-01-02 2025-01-02 common stock 14,807 $39.49 14,807 direct
OPTION TO BUY COMMON STOCK 34.48 2019-10-31 deemed execution date 0 ( ) 2016-01-04 2026-01-04 common stock 28,604 $34.48 28,604 direct
OPTION TO BUY COMMON STOCK 55.68 2019-10-31 deemed execution date 0 ( ) 2017-01-03 2027-01-03 common stock 17,119 $55.68 17,119 direct
OPTION TO BUY COMMON STOCK (01/2018) 49.61 2019-10-31 deemed execution date 0 ( ) 2018-01-02 2028-01-02 commom stock 24,019 $49.61 24,019 direct
OPTION TO BUY COMMON STOCK (12/2018) 27.14 2019-10-31 deemed execution date 0 ( ) 2018-12-20 2028-12-20 common stock 43,924 $27.14 439 direct
RESTRICTED STOCK UNITS (01/2015) 0.0 2019-10-31 deemed execution date 0 ( ) common stock 2,091 $0.00 2,091 direct
Footnotes
IDfootnote
f1 vesting of 20% of restricted stock units granted on october 27, 2015.
f2 shares transferred to halliburton company for payment for federal tax withholding obligations on lapse of restrictions on shares issued under the stock and incentive plan. said plan permits reporting person to satisfy withholding tax obligation by transferring unrestricted shares to the issuer.
f3 includes 899.678 shares of stock purchased through the halliburton company employee stock purchase plan for the periods ended march 31, 2019, june 30, 2019 and september 30, 2019.
f4 includes 1,292.409 shares of stock accumulated through dividend reinvestment as of october 31 2020.
f5 each restricted stock unit represents the right to receive one share of common stock.
f6 the restricted stock units vest in five equal annual installments beginning with the first anniversary of the award. shares will be delivered to the reporting person upon vesting.
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