Accession Number: | 0001561660-19-000132 |
Date: | 2019-10-31 |
Issuer: | PATTERN ENERGY GROUP INC. (PEGI) |
Original Submission Date: |
HALL DOUGLAS G.
1088 SANSOME STREET
SAN FRANCISCO, CA 94111
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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CLASS A COMMON STOCK | 2019-10-31 | A | 548 | a | $0.00 | 50,939 | direct | ||
CLASS A COMMON STOCK | 2019-10-31 | 0 | $0.00 | 4,000 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents dividend equivalents accrued on deferred stock units previously reported on form 4. pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. |
f2 | the shares are held by the hall-porter trust. |