| Accession Number: | 0001126328-19-000238 |
| Date: | 2019-11-01 |
| Issuer: | PRINCIPAL FINANCIAL GROUP INC (PFG) |
| Original Submission Date: |
LAWLER JULIA M
711 HIGH STREET
DES MOINES, IA 50392
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-11-01 | S | 1,000 | d | $53.94 | 53,714 | direct | ||
| COMMON STOCK | 2019-11-01 | 0 | $0.00 | 1,314 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 2, 2018 and modified on november 7, 2018. |
| f2 | includes 564 shares acquired pursuant to the principal financial group, inc. employee stock purchase plan. |
