Form Type: 4

SEC EDGAR Link
Accession Number:0001561660-19-000128
Date:2019-10-31
Issuer: PATTERN ENERGY GROUP INC. (PEGI)
Original Submission Date:

Reporting Person:

BATKIN ALAN R
1088 SANSOME STREET
SAN FRANCISCO, CA 94111

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-10-31 A 905 a $0.00 78,632 direct
CLASS A COMMON STOCK 2019-10-31 0 $0.00 10,000 indirect f2
CLASS A COMMON STOCK 2019-10-31 0 $0.00 10,000 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents dividend equivalents accrued on deferred stock units previously reported on form 4. pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units.
f2 by the batkin family limited partnership, of which the reporting person is a partner.
f3 by the alan r. batkin profit sharing plan, of which the reporting person is the trustee and beneficiary.
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