Form Type: 4

SEC EDGAR Link
Accession Number:0000049826-19-000112
Date:2019-11-01
Issuer: ILLINOIS TOOL WORKS INC (ITW)
Original Submission Date:

Reporting Person:

SMITH DAVID BYRON JR
ILLINOIS TOOL WORKS INC.
155 HARLEM AVENUE GLENVIEW, IL 60025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-01 A 217 a $172.79 116,300 f2 direct
COMMON STOCK 2019-11-01 0 $0.00 15,517 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS 0.0 2019-11-01 deemed execution date 0 ( ) common stock 1,270 $0.00 1,270 direct
Footnotes
IDfootnote
f1 shares of common stock acquired pursuant to the illinois tool works inc. 2015 long term incentive plan representing quarterly director fees.
f2 includes 95,901 shares owned directly by reporting person with his spouse.
f3 shares held in various trusts of which the reporting person has a pecuniary interest and is a co-trustee with his spouse.
f4 represents units of phantom stock under the phantom stock plan for non-employee directors as of november 1, 2019. each unit is equal in value to one share of common stock. the units are not transferable and have no voting rights. additional units are credited in amounts equivalent to cash dividends paid on the common stock.
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