Accession Number: | 0000049826-19-000112 |
Date: | 2019-11-01 |
Issuer: | ILLINOIS TOOL WORKS INC (ITW) |
Original Submission Date: |
SMITH DAVID BYRON JR
ILLINOIS TOOL WORKS INC.
155 HARLEM AVENUE
GLENVIEW, IL 60025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-01 | A | 217 | a | $172.79 | 116,300 f2 | direct | ||
COMMON STOCK | 2019-11-01 | 0 | $0.00 | 15,517 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PHANTOM STOCK UNITS | 0.0 | 2019-11-01 | deemed execution date | 0 ( ) | common stock 1,270 | $0.00 | 1,270 | direct |
ID | footnote |
---|---|
f1 | shares of common stock acquired pursuant to the illinois tool works inc. 2015 long term incentive plan representing quarterly director fees. |
f2 | includes 95,901 shares owned directly by reporting person with his spouse. |
f3 | shares held in various trusts of which the reporting person has a pecuniary interest and is a co-trustee with his spouse. |
f4 | represents units of phantom stock under the phantom stock plan for non-employee directors as of november 1, 2019. each unit is equal in value to one share of common stock. the units are not transferable and have no voting rights. additional units are credited in amounts equivalent to cash dividends paid on the common stock. |