Accession Number: | 0000950138-19-000514 |
Date: | 2019-11-05 |
Issuer: | EMERSON ELECTRIC CO (EMR) |
Original Submission Date: |
DELLAQUILA FRANK J
C/O EMERSON ELECTRIC CO.
8000 W. FLORISSANT AVENUE
ST. LOUIS, MO 63136
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-05 | A | 29,425 | a | $0.00 | 232,240 | direct | ||
COMMON STOCK | 2019-11-05 | 0 | $0.00 | 376 | indirect | ||||
COMMON STOCK | 2019-11-05 | 0 | $0.00 | 1,912 | indirect | ||||
COMMON STOCK | 2019-11-05 | 0 | $0.00 | 8,442 | indirect | ||||
COMMON STOCK | 2019-11-05 | 0 | $0.00 | 56,486 | indirect | f3 | |||
COMMON STOCK | 2019-11-05 | 0 | $0.00 | 75,315 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | acquisition of 29,425 shares pursuant to rule 16b-3 upon payout of 53,500 earned units under a performance share award under a shareholder-approved benefit plan. the payout was based on the level of achievement of financial targets for the performance period ended september 30, 2019. of these 53,500 units, 29,425 units were paid in shares of issuer stock, with the remaining 24,075 units paid in cash to cover the reporting person's tax obligations. |
f2 | price is not applicable to acquisitions described in note 1. |
f3 | grantor trust for the reporting person with the reporting person's spouse and descendents as its beneficiaries. the reporting person is the trustee of the fjd 2012 gift trust. |
f4 | grantor trust for the reporting person's spouse with the reporting person's descendents as its beneficiaries. the reporting person and the reporting person's spouse are co-trustees of the srd 2012 gift trust. |