Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-19-013701
Date:2019-11-05
Issuer: KLA CORP (KLAC)
Original Submission Date:

Reporting Person:

PENG VICTOR
ONE TECHNOLOGY DRIVE
MILPITAS, CA 95035

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK - RESTRICTED STOCK UNITS 2019-11-05 M 1,439 d $0.00 0 direct
COMMON STOCK 2019-11-05 M 1,439 a $0.00 1,439 direct
COMMON STOCK - RESTRICTED STOCK UNITS 2019-11-05 A 1,162 a $0.00 1,162 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of kla common stock.
f2 on january 31, 2019, the reporting person was automatically granted rsus for 1,439 shares of kla common stock. on november 5, 2019, the rsus vested in full.
f3 on november 5, 2019, the reporting person received an automatic grant of rsus for 1,162 shares of kla common stock. the rsus vest upon the earliest to occur of (i) november 5, 2020, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of kla.
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