| Accession Number: | 0000950138-19-000532 |
| Date: | 2019-11-11 |
| Issuer: | EMERSON ELECTRIC CO (EMR) |
| Original Submission Date: |
DELLAQUILA FRANK J
C/O EMERSON ELECTRIC CO.
8000 W. FLORISSANT AVENUE
ST. LOUIS, MO 63136
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-11-11 | M | 46,563 | a | $53.31 | 278,803 | direct | ||
| COMMON STOCK | 2019-11-11 | F | 5,746 | d | $73.61 | 273,057 | direct | ||
| COMMON STOCK | 2019-11-11 | S | 40,817 | d | $73.73 | 232,240 | direct | ||
| COMMON STOCK | 2019-11-12 | S | 2,000 | d | $74.39 | 230,240 | direct | ||
| COMMON STOCK | 2019-11-12 | G | 1,500 | d | $0.00 | 228,740 | direct | ||
| COMMON STOCK | 2019-11-11 | 0 | $0.00 | 376 | indirect | ||||
| COMMON STOCK | 2019-11-11 | 0 | $0.00 | 1,912 | indirect | ||||
| COMMON STOCK | 2019-11-11 | 0 | $0.00 | 8,442 | indirect | ||||
| COMMON STOCK | 2019-11-11 | 0 | $0.00 | 56,486 | indirect | f4 | |||
| COMMON STOCK | 2019-11-11 | 0 | $0.00 | 75,315 | indirect | f5 |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 53.31 | 2019-11-11 | deemed execution date | M | 46,563 (d) | 2011-10-04 | 2020-10-04 | common stock 46,563 | $53.31 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | exercise of 46,563 non-qualified stock options exempt under rule 16b-3. |
| f2 | shares withheld for taxes exempt under rule 16b-3 resulting from nonqualified stock option exercise. |
| f3 | the price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $73.63 to $73.88. the reporting person undertakes to provide emerson electric co., any securityholder of emerson electric co. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| f4 | grantor trust for the reporting person with the reporting person's spouse and descendents as its beneficiaries. the reporting person is the trustee of the fjd 2012 gift trust. |
| f5 | grantor trust for the reporting person's spouse with the reporting person's descendents as its beneficiaries. the reporting person and the reporting person's spouse are co-trustees of the srd 2012 gift trust. |
| f6 | when taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. |
| f7 | price is not applicable to stock options received as incentive compensation. |
| f8 | shares were sold as part of a gift of the proceeds to family members. |
| f9 | bona fide gift by the reporting person of 1,500 shares to the emerson directors' and officers' charitable trust. |
| f10 | price is not applicable to acquisitions or dispositions resulting from bona fide gifts. |
