Accession Number: | 0001628280-19-014163 |
Date: | 2019-11-11 |
Issuer: | KLA CORP (KLAC) |
Original Submission Date: |
LORIG BRIAN
ONE TECHNOLOGY DRIVE
MILPITAS, CA 95035
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK - RESTRICTED STOCK UNITS | 2019-11-11 | M | 1,505 | d | $0.00 | 16,193 | direct | ||
COMMON STOCK | 2019-11-11 | M | 1,505 | a | $0.00 | 2,071 | direct | ||
COMMON STOCK | 2019-11-11 | F | 687 | d | $174.43 | 1,384 | direct | ||
COMMON STOCK | 2019-11-11 | S | 818 | d | $175.13 | 566 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | each restricted stock unit ("rsu") represents a contingent right to receive one share of kla common stock. |
f2 | on november 11, 2016 the reporting person was granted rsus for an aggregate of 6,022 shares. on november 11, 2019, 25% of the rsus vested. |
f3 | does not include performance-based rsus, if any, held by the reporting person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. any such holdings will be reported on a form 4 within two business days of the date such assessment is made. |
f4 | pursuant to the terms of the grant, shares of kla common stock were automatically withheld at vesting to cover required tax withholding. the fair market value of kla common stock used for purposes of calculating the number of shares to be withheld was the closing price of kla common stock as reported on november 11, 2019. |
f5 | this sale was effected pursuant to the terms of a rule 10b5-1 trading plan adopted by the reporting person on february 26, 2019 |