Accession Number: | 0001032553-19-000034 |
Date: | 2019-11-12 |
Issuer: | CIENA CORP (CIEN) |
Original Submission Date: |
SMITH GARY B
C/O CIENA CORPORATION
7035 RIDGE RD.
HANOVER, MD 21076-1426
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-12 | S | 1,875 | d | $38.01 | 429,096 | direct | ||
COMMON STOCK | 2019-11-13 | S | 1,875 | d | $38.00 | 427,221 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | sales were effected pursuant to rule 10b5-1 trading plan dated 9/13/19. |
f2 | reflects the weighted average sales price with transactions in a range of sales from $37.795 to $38.135. upon request by the sec, full information regarding the number of shares sold at each separate sales price will be provided. |
f3 | shares reported include unvested restricted stock units (rsus) and performance stock units (psus). |
f4 | reflects the weighted average sales price with transactions in a range of sales from $37.72 to $38.205. upon request by the sec, full information regarding the number of shares sold at each separate sales price will be provided. |