Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-033059
Date:2019-11-15
Issuer: AEROJET ROCKETDYNE HOLDINGS, INC. (AJRD)
Original Submission Date:

Reporting Person:

HENDERSON JAMES R
222 N. PACIFIC COAST HIGHWAY, SUITE 500
EL SEGUNDO, CA 90245

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-15 A 396 a $44.11 71,151 indirect
COMMON STOCK 2019-11-15 A 198 a $44.11 71,349 indirect
COMMON STOCK 2019-11-15 0 $0.00 48,107 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 effective march 24, 2010, the board of directors approved a director compensation program which allows directors to elect to receive aerojet rocketdyne holdings, inc. common stock in lieu of their cash compensation. the number of shares of common stock shown reflects the common stock this reporting person is entitled to receive in lieu of his annual cash retainer fee paid quarterly.
f2 shares of common stock held by a "rabbi trust" receipt of which has been deferred by the reporting person pursuant to the aerojet rocketdyne holdings, inc. deferred compensation plan for directors.
f3 pursuant to the director compensation program, if a director elects to receive common stock in lieu of at least 50% of his cash compensation, the company will grant restricted shares equal in value to 50% of the amount of cash compensation he elects to receive in common stock. such restricted shares will vest on the earlier of (i) the date of the director's retirement from the board, and (ii) one year after the grant date. the number of shares of common stock shown reflects the grant of restricted shares.
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