Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-19-022043
Date:2019-11-19
Issuer: ARDELYX, INC. (ARDX)
Original Submission Date:

Reporting Person:

GRAMMER ELIZABETH A
C/O ARDELYX, INC.
34175 ARDENWOOD BLVD FREMONT, CA 94555

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-19 M 5,000 a $3.42 123,219 direct
COMMON STOCK 2019-11-19 S 5,000 d $7.00 118,219 direct
COMMON STOCK 2019-11-19 0 $0.00 2,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 3.42 2019-11-19 deemed execution date M 5,000 (a) 2022-12-06 common stock 5,000 $3.42 37,983 direct
Footnotes
IDfootnote
f1 transaction made pursuant to a 10b5-1 trading plan adopted by the reporting person on june 3, 2019
f2 reflects the adjusted total which includes the purchase of 2,329 shares under the ardelyx employee stock purchase plan on august 31, 2019
f3 the option is fully vested and exercisable.
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