Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-19-066411
Date:2019-11-20
Issuer: CHECKPOINT THERAPEUTICS, INC. (CKPT)
Original Submission Date:

Reporting Person:

ROSENWALD LINDSAY A MD
2 GANSEVOORT STREET, 9TH FLOOR
NEW YORK, NY 10014

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-20 P 100,000 a $1.27 237,890 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 includes restricted shares of common stock which vest over various time periods, subject to dr. rosenwald's continued service on the board.
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