Form Type: 4

SEC EDGAR Link
Accession Number:0000927089-19-000456
Date:2019-11-20
Issuer: HOMETRUST BANCSHARES, INC. (HTBI)
Original Submission Date:

Reporting Person:

MCFARLAND F. K. III
C/O HOMETRUST BANCSHARES, INC.
10 WOODFIN STREET ASHEVILLE, NC 28801

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-20 M 4,324 a $14.37 28,624 direct
COMMON STOCK 2019-11-20 S 4,324 d $26.20 24,300 direct
COMMON STOCK 2019-11-20 0 $0.00 3,800 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 14.37 2019-11-20 deemed execution date M 4,324 (d) 2023-02-11 common stock 4,324 $14.37 25,676 direct
STOCK OPTION 26.0 2019-11-20 deemed execution date 0 ( ) 2028-02-11 common stock 1,400 $26.00 1,400 direct
STOCK OPTION 27.51 2019-11-20 deemed execution date 0 ( ) 2029-02-11 common stock 2,300 $27.51 2,300 direct
Footnotes
IDfootnote
f1 represents stock option granted under issuer's 2013 omnibus incentive plan with the following vesting schedule: 20% increments on february 11, 2014, 2015, 2016, 2017 and 2018.
f2 represents stock option granted under issuer's 2013 omnibus incentive plan with the following vesting schedule: 100% on february 11, 2019.
f3 represents stock option granted under issuer's 2013 omnibus incentive plan with the following vesting schedule: 100% on february 11, 2020.
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