Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-033537
Date:2019-11-21
Issuer: TOMPKINS FINANCIAL CORP (TMP)
Original Submission Date:

Reporting Person:

ROMAINE STEPHEN S
TOMPKINS FINANCIAL CORPORATION
P.O. BOX 460 ITHACA, NY 14851

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-21 F 425 d $86.54 53,069 direct
COMMON STOCK 2019-11-21 0 $0.00 9,209 indirect
COMMON STOCK 2019-11-21 0 $0.00 4,334 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.
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