Accession Number: | 0001237899-19-000020 |
Date: | 2019-11-21 |
Issuer: | REGENERON PHARMACEUTICALS, INC. (REGN) |
Original Submission Date: |
GOLDSTEIN JOSEPH L
777 OLD SAW MILL RIVER ROAD
TARRYTOWN, NY 10591
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-21 | M | 1,000 | a | $33.42 | 11,323 | direct | ||
COMMON STOCK | 2019-11-21 | S | 1,000 | d | $350.00 | 10,323 | direct | ||
COMMON STOCK | 2019-11-22 | M | 1,000 | a | $33.42 | 11,323 | direct | ||
COMMON STOCK | 2019-11-22 | S | 1,000 | d | $360.00 | 10,323 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 33.42 | 2019-11-21 | deemed execution date | M | 1,000 (d) | 2021-01-03 | common stock 1,000 | $33.42 | 4,000 | direct | ||
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 33.42 | 2019-11-22 | deemed execution date | M | 1,000 (d) | 2021-01-03 | common stock 1,000 | $33.42 | 3,000 | direct |
ID | footnote |
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f1 | disposition/acquisition made pursuant to a plan intended to comply with rule 10b5-1(c). |
f2 | the stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. |