Accession Number: | 0001628280-19-014465 |
Date: | 2019-11-20 |
Issuer: | ENVESTNET, INC. (ENV) |
Original Submission Date: |
D'ARRIGO PETER
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO, IL 60601
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-20 | M | 5,000 | a | $9.00 | 57,747 | direct | ||
COMMON STOCK | 2019-11-20 | S | 5,000 | d | $64.84 | 52,747 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 9.0 | 2019-11-20 | deemed execution date | M | 5,000 (d) | 2011-07-28 | 2020-07-28 | common stock 5,000 | $9.00 | 66,000 | direct |
ID | footnote |
---|---|
f1 | reflects the cashless exercise of stock options which were granted pursuant to rule 16b-3. the sale was pursuant to a rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date. |
f2 | original option grant vested in four installments beginning on the first anniversary of the date of grant as listed in the "date exercisable" column. |
f3 | total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates. |