Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-057785
Date:2019-11-21
Issuer: GENESEE & WYOMING INC (GWR)
Original Submission Date:

Reporting Person:

WALSH MATTHEW O.
C/O GENESEE & WYOMING INC.
20 WEST AVENUE DARIEN, CT 06820

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK, $.01 PAR VALUE 2019-11-21 M 4,853 a $98.59 117,597 direct
CLASS A COMMON STOCK, $.01 PAR VALUE 2019-11-21 F 4,581 d $111.34 113,016 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 98.59 2019-11-21 deemed execution date M 4,853 (d) 2019-11-27 class a common stock, $.01 par value 4,853 $98.59 0 direct
Footnotes
IDfootnote
f1 this option award was granted under the genesee & wyoming inc. fourth amended and restated 2004 omnibus incentive plan and vested in three equal annual installments, beginning february 28, 2015.
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