Accession Number: | 0001562180-19-005651 |
Date: | 2019-11-21 |
Issuer: | EXP WORLD HOLDINGS, INC. (EXPI) |
Original Submission Date: |
MILLER RICHARD STANWOOD
2219 RIMLAND DRIVE, SUITE 301
BELLINGHAM, WA 98226
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-11-21 | M | 17,500 | a | $1.76 | 17,500 | direct | ||
COMMON STOCK | 2019-11-21 | S | 17,500 | d | $9.82 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 1.76 | 2019-11-21 | deemed execution date | M | 17,500 (d) | 2026-07-20 | common stock 17,500 | $1.76 | 1,012,295 | direct |
ID | footnote |
---|---|
f1 | the sale reported in this form 4 was effected pursuant to a preexisting rule 10b5-1 trading plan adopted by the reporting person. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $9.75 to $9.95, inclusive.the reporting person undertakes to provide to exp world holdings, inc. (the "issuer"), any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
f3 | the stock option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on july 20, 2019. |