Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-19-022563
Date:2019-11-29
Issuer: ALLAKOS INC. (ALLK)
Original Submission Date:

Reporting Person:

ALEXANDER ROBERT
975 ISLAND DRIVE, SUITE 201
REDWOOD CITY, CA 94065

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-29 A 121,600 a $0.00 124,377 direct
COMMON STOCK 2019-11-29 0 $0.00 353,200 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 mr. alexander was awarded 121,600 restricted stock units ("rsus") pursuant to the company's 2018 equity incentive plan on november 29, 2019, of which, 25% will vest on november 29, 2020, the first anniversary of the grant date, and the remainder of the rsus will vest in 12 equal installments on each three month anniversary of the grant date, subject to mr. alexander's continued services to the company through each vesting date.
f2 includes shares of common stock purchased under the company's 2018 employee stock purchase plan.
f3 the shares are held by mr. alexander and stacey lee alexander, as trustees of the alexander 2018 irrevocable descendants' trust.
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