Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-19-002550
Date:2019-12-01
Issuer: CIMAREX ENERGY CO (XEC)
Original Submission Date:

Reporting Person:

ALBI JOSEPH R
1700 LINCOLN STREET SUITE 3700
DENVER, CO 80203

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-01 J 10,667 a $0.00 54,274 indirect
COMMON STOCK 2019-12-01 F 8,375 d $45.97 100,149 direct
COMMON STOCK 2019-12-01 J 14,963 d $45.97 85,186 direct
COMMON STOCK 2019-12-01 J 10,667 d $0.00 74,519 direct
COMMON STOCK 2019-12-01 0 $0.00 800 indirect
COMMON STOCK 2019-12-01 0 $0.00 454 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 relates to performance award with a vesting date of 12/1/2019. represents shares vested but withheld for taxes as permitted by the award agreement. because the vesting date was not a business day, the number of shares withheld for taxes was determined based on the fair market value of the common stock on november 29, 2019, the previous business day.
f2 represents shares forfeited pursuant to performance conditions under a performance award agreement.
f3 the amount of securities beneficially owned as reported in column 5 includes 19,894 shares of restricted stock subject to service-based vesting and 54,625 shares subject to service-based vesting and the satisfaction of certain performance criteria.
f4 represents 12/1/2019 vested shares, which upon vesting were transferred to a trust.
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