Accession Number: | 0001246360-19-002550 |
Date: | 2019-12-01 |
Issuer: | CIMAREX ENERGY CO (XEC) |
Original Submission Date: |
ALBI JOSEPH R
1700 LINCOLN STREET SUITE 3700
DENVER, CO 80203
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-01 | J | 10,667 | a | $0.00 | 54,274 | indirect | ||
COMMON STOCK | 2019-12-01 | F | 8,375 | d | $45.97 | 100,149 | direct | ||
COMMON STOCK | 2019-12-01 | J | 14,963 | d | $45.97 | 85,186 | direct | ||
COMMON STOCK | 2019-12-01 | J | 10,667 | d | $0.00 | 74,519 | direct | ||
COMMON STOCK | 2019-12-01 | 0 | $0.00 | 800 | indirect | ||||
COMMON STOCK | 2019-12-01 | 0 | $0.00 | 454 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | relates to performance award with a vesting date of 12/1/2019. represents shares vested but withheld for taxes as permitted by the award agreement. because the vesting date was not a business day, the number of shares withheld for taxes was determined based on the fair market value of the common stock on november 29, 2019, the previous business day. |
f2 | represents shares forfeited pursuant to performance conditions under a performance award agreement. |
f3 | the amount of securities beneficially owned as reported in column 5 includes 19,894 shares of restricted stock subject to service-based vesting and 54,625 shares subject to service-based vesting and the satisfaction of certain performance criteria. |
f4 | represents 12/1/2019 vested shares, which upon vesting were transferred to a trust. |