Form Type: 4

SEC EDGAR Link
Acccession Number:0001562180-19-005878
Date:2019-12-02
Issuer: BALL CORP (BLL)
Original Submission Date:

Reporting Person:

HAYES JOHN A
BALL CORPORATION
10 LONGS PEAK DR. BROOMFIELD, CO 80021-2510

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-02 M 20,720 a $12.61 459,016 direct
COMMON STOCK 2019-12-02 F 11,338 d $65.79 447,678 direct
COMMON STOCK 0 $0.00 9,306 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHTS (SARS) 12.613 2019-12-02 deemed execution date M 20,720 (d) 2011-01-27 2020-01-27 common stock 20,720 $12.61 0 direct
Footnotes
IDfootnote
f1 common stock acquired upon the exercise of stock appreciation rights (sars).
f2 shares withheld for the cost of the stock appreciation rights (sars) and for payment of the tax obligation on the exercise of the table ii sars.
f3 total number of 401(k) plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
f4 exercise of stock appreciation rights (sars) pursuant to reporting person's february 8, 2019, 10b5-1 plan.

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