Accession Number: | 0001562180-19-005894 |
Date: | 2019-12-02 |
Issuer: | AXONICS MODULATION TECHNOLOGIES, INC. (AXNX) |
Original Submission Date: |
WOOCK JOHN
26 TECHNOLOGY DRIVE
IRVINE, CA 92618
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2019-12-02 | S | 14,500 | d | $23.43 | 80,181 | direct | ||
COMMON STOCK | 2019-12-02 | S | 500 | d | $24.20 | 79,681 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this sale was pursuant to a 10b5-1 plan adopted by the reporting person on november 14, 2019. |
f2 | this transaction was executed in multiple trades at prices ranging from $23.153 to $24.03. the price reported above reflects the weighted average price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | this transaction was executed in multiple trades at prices ranging from $24.20 to $24.21. the price reported above reflects the weighted average price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |