| Accession Number: | 0000045012-19-000174 |
| Date: | 2019-12-04 |
| Issuer: | HALLIBURTON CO (HAL) |
| Original Submission Date: |
POPE LAWRENCE J
HALLIBURTON COMPANY
3000 N. SAM HOUSTON PARKWAY E.
HOUSTON, TX 77032
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-12-04 | A | 41,400 | a | $21.47 | 243,697 | direct | ||
| COMMON STOCK | 2019-12-04 | F | 1,968 | d | $21.29 | 242,602 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION TO BUY COMMON STOCK | 31.44 | 2019-12-04 | deemed execution date | 0 ( ) | 2018-12-05 | 2028-12-05 | common stock 51,100 | $31.44 | 51,100 | direct | ||
| OPTION TO BUY COMMON STOCK | 43.38 | 2019-12-04 | deemed execution date | 0 ( ) | 2017-12-06 | 2027-12-06 | common stock 34,300 | $43.38 | 34,300 | direct | ||
| OPTION TO BUY COMMON STOCK | 53.54 | 2019-12-04 | deemed execution date | 0 ( ) | 2016-12-07 | 2026-12-07 | common stock 30,500 | $53.54 | 30,500 | direct | ||
| OPTION TO BUY COMMON STOCK | 38.95 | 2019-12-04 | deemed execution date | 0 ( ) | 2015-12-02 | 2025-12-02 | common stock 44,500 | $38.95 | 44,500 | direct | ||
| OPTION TO BUY COMMON STOCK | 40.75 | 2019-12-04 | deemed execution date | 0 ( ) | 2014-12-03 | 2024-12-03 | common stock 47,400 | $40.75 | 47,400 | direct | ||
| OPTION TO BUY COMMON STOCK | 50.62 | 2019-12-04 | deemed execution date | 0 ( ) | 2013-12-04 | 2023-12-04 | common stock 29,400 | $50.62 | 29,400 | direct | ||
| OPTION TO BUY COMMON STOCK | 33.5 | 2019-12-04 | deemed execution date | 0 ( ) | 2012-12-05 | 2022-12-05 | common stock 38,500 | $33.50 | 38,500 | direct | ||
| OPTION TO BUY COMMON STOCK | 35.57 | 2019-12-04 | deemed execution date | 0 ( ) | 2011-12-06 | 2021-12-06 | common stock 28,300 | $35.57 | 28,300 | direct | ||
| OPTION TO BUY COMMON STOCK | 39.19 | 2019-12-04 | deemed execution date | 0 ( ) | 2010-12-01 | 2020-12-01 | common stock 23,000 | $39.19 | 23,000 | direct | ||
| OPTION TO BUY COMMON STOCK | 29.35 | 2019-12-04 | deemed execution date | 0 ( ) | 2009-12-01 | 2019-12-01 | common stock 26,500 | $29.35 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | shares awarded pursuant to the halliburton company stock and incentive plan. said plan provides for the surrender of common stock to the issuer to satisfy withholding tax obligations. |
| f2 | the closing price of halliburton company's common stock on the new york stock exchange on the december 4, 2019 grant date was $21.47 |
| f3 | shares transferred to halliburton company for payment for federal tax withholding obligations on lapse of restrictions on shares issued under the stock and incentive plan. said plan permits reporting person to satisfy withholding tax obligation by transferring unrestricted shares to the issuer. |
| f4 | the closing price of halliburton company's common stock on the new york stock exchange on the december 2, 2019 vest date was $21.29. |
| f5 | includes 873.622 shares of stock purchased through the halliburton company employee stock purchase plan for the period ended march 31, 2019 and june 30, 2019. |
| f6 | stock option expired december 2, 2019 |
