Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-034651
Date:2019-12-05
Issuer: APPLIED MATERIALS INC /DE (AMAT)
Original Submission Date:

Reporting Person:

NALAMASU OMKARAM
C/O APPLIED MATERIALS, INC.
P.O. BOX 58039 3050 BOWERS AV, M/S 1268 SANTA CLARA, CA 95054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-05 A 20,744 a $0.00 248,079 direct
COMMON STOCK 2019-12-05 A 20,998 a $0.00 269,077 direct
COMMON STOCK 2019-12-05 A 20,998 a $0.00 290,075 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. this acquisition is exempt under rule 16b-3. the shares are scheduled to vest on december 19, 2019, subject to continued employment through the vesting date.
f2 increased number of shares reflects periodic payroll acquisitions under employees' stock purchase plan that are exempt under rule 16a-3 and rule 16b-3. number of shares includes 179,621 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of applied materials, inc. ("applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,080 performance shares are scheduled to vest in december 2019, (b) 56,638 restricted stock units are scheduled to vest in installments in december of 2019 through 2021, and (c) 50,903 performance shares are scheduled to vest in installments in december of 2020 and 2021, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
f3 represents performance shares that will be converted on a one-for-one basis into shares of applied common stock upon vesting, which vesting is scheduled to occur on december 19, 2022, depending on the achievement of specified performance goals and continued employment through the vesting date. the number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.
f4 represents restricted stock units that will be converted on a one-for-one basis into shares of applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning december 19, 2020, subject to continued employment through each applicable vesting date.
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