Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-19-015688
Date:2019-12-10
Issuer: NORFOLK SOUTHERN CORP (NSC)
Original Submission Date:

Reporting Person:

LOCKHART MICHAEL D
THREE COMMERCIAL PLACE
NORFOLK, VA 23510

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-10 0 $0.00 3,732 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DEFERRED STOCK UNITS - DIR. DEF. FEE PLAN 0.0 2019-12-10 deemed execution date A 71 (a) common stock 71 $0.00 14,221 direct
RESTRICTED STOCK UNITS 0.0 2019-12-10 deemed execution date A 131 (a) common stock 131 $0.00 26,378 direct
Footnotes
IDfootnote
f1 includes 732 shares of common stock acquired by the reporting person as a result of participation in a dividend reinvestment plan. the reporting person no longer participates in a dividend reinvestment plan.
f2 reports the number of deferred stock units credited to the reporting person's account in the norfolk southern corporation directors' deferred fee plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. these units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.
f3 reports the number of restricted stock units credited to the reporting person's account in the norfolk southern corporation long-term incentive plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. these units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.
WhaleWisdom Logo

Elevate your investments