Accession Number: | 0001104659-19-072359 |
Date: | 2019-12-11 |
Issuer: | NATURES SUNSHINE PRODUCTS INC (NATR) |
Original Submission Date: |
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
BUILDING A, NO. 1289 YISHAN ROAD
SHANGHAI, F4 200233
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, NO PAR VALUE PER SHARE | 2019-12-11 | J | 14,125 | a | $0.00 | 14,125 | indirect | f2 | |
COMMON STOCK, NO PAR VALUE PER SHARE | 2019-12-11 | J | 25,000 | a | $7.80 | 39,125 | indirect | f2 | |
COMMON STOCK, NO PAR VALUE PER SHARE | 2019-12-11 | 0 | $0.00 | 2,854,607 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these shares represent shares that were issued to fosun industrial co., limited on the instruction of a former director of the issuer upon the vesting of certain restricted stock units that were initially granted to the former director, as agreed between the former director and the reporting person. |
f2 | fosun industrial co., limited is a wholly owned subsidiary of the reporting person. |
f3 | these shares represent shares that were issued to fosun industrial co., limited on the instruction of a former director of the issuer upon the exercise of certain stock options (the "options") that were initially granted to the former director, as agreed between the former director and the reporting person. |
f4 | represents the exercise price paid by fosun industrial co., limited on behalf of the former director of the issuer for the shares underlying the options upon the exercise of the options. |