Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-19-072359
Date:2019-12-11
Issuer: NATURES SUNSHINE PRODUCTS INC (NATR)
Original Submission Date:

Reporting Person:

SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
BUILDING A, NO. 1289 YISHAN ROAD
SHANGHAI, F4 200233

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, NO PAR VALUE PER SHARE 2019-12-11 J 14,125 a $0.00 14,125 indirect f2
COMMON STOCK, NO PAR VALUE PER SHARE 2019-12-11 J 25,000 a $7.80 39,125 indirect f2
COMMON STOCK, NO PAR VALUE PER SHARE 2019-12-11 0 $0.00 2,854,607 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares represent shares that were issued to fosun industrial co., limited on the instruction of a former director of the issuer upon the vesting of certain restricted stock units that were initially granted to the former director, as agreed between the former director and the reporting person.
f2 fosun industrial co., limited is a wholly owned subsidiary of the reporting person.
f3 these shares represent shares that were issued to fosun industrial co., limited on the instruction of a former director of the issuer upon the exercise of certain stock options (the "options") that were initially granted to the former director, as agreed between the former director and the reporting person.
f4 represents the exercise price paid by fosun industrial co., limited on behalf of the former director of the issuer for the shares underlying the options upon the exercise of the options.
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