Accession Number: | 0000315189-19-000038 |
Date: | 2019-12-14 |
Issuer: | DEERE & CO (DE) |
Original Submission Date: |
HOWZE MARC A
DEERE & COMPANY
ONE JOHN DEERE PLACE
MOLINE, IL 61265
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
$1 PAR COMMON STOCK | 2019-12-14 | F | 112 | d | $172.50 | 12,741 | direct | ||
$1 PAR COMMON STOCK | 2019-12-14 | A | 3,436 | a | $0.00 | 16,177 | direct | ||
$1 PAR COMMON STOCK | 2019-12-14 | F | 1,733 | d | $172.50 | 14,444 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units. |
f2 | exempt settlement under rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues. |
f3 | exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares. |
f4 | includes 8,654 restricted stock units granted under the john deere omnibus equity and incentive plan. units include the ability to have shares withheld to satisfy income tax obligations. |