Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-035144
Date:2019-12-15
Issuer: WELLS FARGO & COMPANY/MN (WFC)
Original Submission Date:

Reporting Person:

WEISS JONATHAN G.
150 EAST 42ND STREET
NEW YORK, NY 10017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $1 2/3 PAR VALUE 2019-12-15 M 5,124 a $0.00 189,056 direct
COMMON STOCK, $1 2/3 PAR VALUE 2019-12-15 F 2,728 d $53.79 186,328 direct
COMMON STOCK, $1 2/3 PAR VALUE 2019-12-15 0 $0.00 5,597 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED SHARE RIGHT 0.0 2019-12-15 deemed execution date M 5,124 (d) common stock, $1 2/3 par value 5,124 $0.00 5,122 direct
Footnotes
IDfootnote
f1 number of shares represents a restricted share right ("rsr") vesting on 12/15/2019. original grant date was 12/14/2017. this vesting represents one-third of the original amount of rsrs granted (plus dividend equivalents reinvested in additional rsrs).
f2 reflects share equivalent of units in the wells fargo esop fund under the 401(k) plan (the "plan") as of november 29, 2019, as if investable cash equivalents held by plan were fully invested in wells fargo & company (the "company") common stock.
f3 each rsr represents a contingent right to receive one share of company common stock.
f4 these rsrs vest in three installments: one-third on 12/15/2018, 12/15/2019 and 12/15/2020. as a condition to receiving the grant, the reporting person agreed to hold, while employed by the company and for at least one year after retirement, shares of company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
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