| Accession Number: | 0001179110-19-013084 |
| Date: | 2019-12-18 |
| Issuer: | AXOGEN, INC. (AXGN) |
| Original Submission Date: |
MARIANI PETER J
13631 PROGRESS BOULEVARD
SUITE 400
ALACHUA, FL 32615
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-12-18 | A | 3,800 | a | $0.00 | 13,482 | direct | ||
| COMMON STOCK | 2019-12-18 | F | 1,049 | d | $16.73 | 12,433 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | this reflects the number of restricted stock units that became vested as of december 18, 2019. |
| f2 | the reported shares were withheld to cover the reporting person's tax withholding liability in connection with a portion of the restricted stock units that vested on december 18, 2019. |
