Accession Number: | 0001127602-19-035801 |
Date: | 2019-12-19 |
Issuer: | APPLIED MATERIALS INC /DE (AMAT) |
Original Submission Date: |
DICKERSON GARY E
C/O APPLIED MATERIALS, INC.
P.O. BOX 58039, 3050 BOWERS AV, M/S 1268
SANTA CLARA, CA 95054
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-12-19 | F | 364,683 | d | $60.67 | 2,297,598 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under rule 16b-3. |
f2 | number of shares includes 733,030 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of applied materials, inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 133,902 restricted stock units are scheduled to vest in installments in december of 2020 through 2022, and (b) 599,128 performance shares are scheduled to vest in installments in december of 2020 through 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). |